Thao Ngo

Thao has extensive experience counseling clients on the formation and day-to-day operations of private investment funds, both domestic and offshore. He also assists clients with the formation of both state and SEC-registered investment advisory firms, as well as the formation of broker-dealers and their registration with FINRA, as well as counsels clients on CFTC rules relating to CPO and CTA registration and on the formation of commodity pools.