Corporate & Securities | Public Companies & Capital Markets

Access Capital with Confidence

Offerings, listings, and disclosure – built for scrutiny.

Capital Markets, Handled with Clarity

As a proven securities law firm providing sophisticated capital markets counsel, we help public and private companies maintain investor trust through clear, compliant disclosure and strong SEC compliance. 

Our team:

  • Structures and executes registered and exempt offerings (Reg CF, Reg A+, Rule 144A, Reg D, Reg S)
  • Advises on ATM programs, exchange listings, and high-yield transactions
  • Handles public company governance and Exchange Act reporting, including proxy statements and periodic disclosures
  • Builds governance frameworks that stand up to investor and regulatory scrutiny
  • Guides clients through evolving SEC rules and market dynamics 
Public Companies & Capital Markets
Scale LLP Favicon

A national team of proven experts that bring business, litigation, and regulatory expertise.

Lindsey Altmeyer

Counsel

Jonathan F. Atzen

Partner

Gardner Bell

Counsel

Alfred Bridi

Counsel

Charles Caliman

Counsel

Patrick Diehl

Partner

M. Sidney Donica

Partner

Jeff Drake

Counsel

Amy Duvanich

Partner

Brian Elliott

Practice Group Leader

Eric Ferraro

Partner

Steven Forbes

Partner

Marissa Fox

Partner

Jenna Geuke

Counsel

Samuel Gintel

Counsel

Benjamin Golopol

Counsel

Christopher Grewe

Partner

Tyler Hayden

Counsel

Brian Hicks

Partner

Morgan Hines

Associate

Aliona Ierega

Counsel

Dori V. Karjian

Partner

Michael Keskey

Counsel

Charles R. “Chuck” Kraus

Practice Group Leader

Nancy Lee

Counsel

Jefferson Lin

Counsel

Justin McAnaney

Partner

Aaron McKenney

Counsel

Lauren Mellen

Counsel

Doug Mitchell

Partner

Katy Reamon

Partner

Channah Rose

Partner

Cullen Schlievert

Partner

Kristen Smith-Dayley

Practice Group Leader

Thomas Soave

Associate

Holden Stein

Partner

Aaron Swerdlow

Partner

Emma Thompson

Counsel

Cary Ullman

Practice Group Leader

Scott Wiegand

Partner

Maria Yuen

Associate

Why Clients Choose Scale for Securities & Capital Markets Counsel

Offerings Engineered for Scrutiny

Registered and exempt offerings structured to pass investor and regulator review.

Public Company Readiness & Reporting

Exchange Act disclosures, proxies, and governance calibrated to market expectations.

Practical Guidance on Evolving Rules

Clear, business-first advice as SEC requirements and market norms shift.

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