Corporate & Securities | Public Companies & Capital Markets

Access Capital with Confidence

Offerings, listings, and disclosure – built for scrutiny.

Capital Markets, Handled with Clarity

As a proven securities law firm providing sophisticated capital markets counsel, we help public and private companies maintain investor trust through clear, compliant disclosure and strong SEC compliance. 

Our team:

  • Structures and executes registered and exempt offerings (Reg CF, Reg A+, Rule 144A, Reg D, Reg S)
  • Advises on ATM programs, exchange listings, and high-yield transactions
  • Handles public company governance and Exchange Act reporting, including proxy statements and periodic disclosures
  • Builds governance frameworks that stand up to investor and regulatory scrutiny
  • Guides clients through evolving SEC rules and market dynamics 
Scale Women Attorney

Clients get practical guidance on disclosure obligations, fair disclosure practices, and effective investor communications.

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Strategic, business-aligned legal counsel built for how companies grow and operate.

Robert S. “Bob” Gans

Practice Group Leader

Aliona Ierega

Counsel

Dori V. Karjian

Partner

Michael Keskey

Counsel

Charles R. “Chuck” Kraus

Practice Group Leader

Cary Ullman

Practice Group Leader

Scott Wiegand

Partner

Why Clients Choose Scale for Securities & Capital Markets Counsel

Offerings Engineered for Scrutiny

Registered and exempt offerings structured to pass investor and regulator review.

Public Company Readiness & Reporting

Exchange Act disclosures, proxies, and governance calibrated to market expectations.

Practical Guidance on Evolving Rules

Clear, business-first advice as SEC requirements and market norms shift.

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